Business Description

I am a Financial Consultant and Certified Financial Planner® professional with Wachovia Securities in Raleigh, NC. I provide investment strategies to investors with a focus on exceptional service. I work directly with individuals and businesses to create wealth management strategies addressing investment and retirement planning. I regularly interface with other financial professionals, such as CPAs and attorneys to ensure that my clients objectives are fulfilled.

General Information

Gender:

Male

CRD#:

4269532

Firm CRD#:

4269532

Name of Broker/Dealer:

Wachovia Securities

States Licensed in:

CA, CO, FL, GA, IL, KS, MD, MI, MO, NC, NH, OR, PA, SC, VA, WA, PR

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Individual Investors, Businesses

Education

Academic Background

BA, Economics - University of New York, Buffalo (1994)

Services

Investment Types:

Exchange Traded Funds (ETFs), Bonds, Stocks, Annuities, Insurance, Mutual Funds, Alternative Investments, Mortgages & Real Estate

Qualifications & Memberships

Certifications, Accreditations & Designations:

CERTIFIED FINANCIAL PLANNER™ Certificant

Securities Licenses:

Series 7, Series 66

Insurance and Annuity Licenses:

Disability, Variable Life, Long Term Care, Variable Annuity, Annuity, Life

Firm Information

Number of Advisors in Office:

Over 1000 employees

Compliance

Registered Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

Minimum Portfolio Size for New Managed Accounts:

$100,000

Compensation Methods:

Based on Assets, Commissions, Flat Fee

Prepared By:

Christopher Coman, CFP®